Our Standards

As a CERTIFIED FINANCIAL PLANNER™, we are sworn fiduciaries and our responsibilities are bound ethically and legally.  With 22 years of experience, we take this role very seriously.  We are required to always act in the best interest of our clients—whether our personal financial clients, or our corporate clients and their employees.

Strict care is taken to ensure that there are no conflicts of interest and we will always disclose any fees we receive. Our investment advisory charges for managing your plan are fully disclosed and are part of the expenses in the investment options within the plan.

When we act as a 3(21) fiduciary for our corporate retirement plan clients, we make recommendations on funds, monitor investments, provide employee education and assist the employer in meeting all their requirements. We are an advisor to the plan trustees and the employees and we do not have discretion to make decisions without employer authorization.